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SVP, Compliance Manager

  • Job type: Permanent
  • Location: San Francisco, California
  • Salary: US$225000 - US$300000 per annum
  • Job reference: 285401/001_1552147973
  • Sector: Selby Jennings, Compliance
  • Date posted: 09/03/2019

My client, a top bank in the market right now is seeking a seasoned operational risk, compliance, or internal audit professional to assume ownership of the Bank's validation and testing program across their auto business areas evaluating both operational risk and compliance related controls. As the SVP, Compliance Manager, the individual will manage all aspects of the bank's control testing functions and challenge of front line risk professionals. The ideal candidate will be a seasoned control professional who possesses influential leadership capabilities in combination with hands-on experience standing up risk & control programs, developing strategies, and enhancing risk cultures in addition to being a seasoned leader.

  • Development and implementation of an enhanced E2E control testing and assurance program for the bank's auto lending/finance businesses
  • Assume overall accountability for E2E business reviews identifying weaknesses in control gaps and helping front line risk develop and implement enhanced controls
  • Acting as an advisory figure for business heads and executives across the firm as a Control SME
  • Development of relationships with key stakeholders across the bank driving and embedding an enhanced risk culture
  • Oversee the roll-out and implementation of an enhanced business risk assurance and monitoring program
  • Overall Management of operational functions such as management of testing and validation schedules, hiring, etc
  • Development of enhanced policies and procedures ensuring efficient control coverage across the LoB's
  • Contribute to the continued enhancement of risk practices, strategy, and methodologies
  • Overall development of junior staff helping to develop subject matter expertise and product knowledge to ensure an enhance program and function.

Requirements

  • 12+ years in Operational Risk, Compliance, or Internal Audit
  • Thorough understanding of Operational Risk and Compliance control
  • Executive Leadership is essential
  • Masters preferred
  • SME in identification, assessment, and reporting of controls
  • Prior experience or understanding of control environment in relation to Auto lending/finance
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