Accessibility Links

SVP Internal Audit - Capital Markets

  • Job type: Permanent
  • Location: New York
  • Salary: US$195000 - US$215000 per year
  • Job reference: 222051/006_1550870059
  • Sector: Selby Jennings, Audit & accounting
  • Date posted: 22/02/2019

A leading Asset Management Firm with over $5 B AUM located in Midtown, Manhattan is seeking a seasoned Audit professional to develop and implement new processes, risk, and controls across the capital markets audit sector. As the SVP, you will be tasked with monitoring key business risks, identifying potential risk exposures and leading audit initiatives across commodities, equities, fixed income and more. An ideal candidate will have over ten years of internal audit experience working within financial services, in addition to robust exposure to commodities and front office investment banking activities. Candidates should possess investment management/asset management experience, in addition to strong communication skills and the desire to contribute to a robust and friendly work environment.

Responsibilities:

  • Investigate, validate and evaluate risk control capabilities and pricing models used by FICC, equities and commodities trading desks.
  • Manage and assist the performance of audits across various lines of business (primarily sales, trading, fixed income)
  • Identify potential risk exposures and issues created as consequence of control inefficiencies. Negotiate solutions for those problems with executive management.
  • Conduct the Commodities investigation, analyzing models, trade execution, strategies, risk control and operation for the firm global desk.
  • Liaise with the Head of Internal Audit, external and internal staff to coordinate new initiatives or to address needs.

Qualifications:

  • 10 + years of experience working within audit or risk related fields

  • CPA, CIA or similar designation is strongly preferred

  • Previous/Current exposure to investment management/asset management

  • In-depth experience covering capital markets activities, primarily commodities but also including sales, trading, fixed income and more

  • Bachelors degree in accounting, finance or other related fields

Similar jobs
Internal Audit Manager
  • Job type: Permanent
  • Location: Silver Spring, Maryland
  • Salary: Negotiable
  • Description My client, a top financial service company is looking to add an Internal Audit Manager to their growing audit team. The audit services team is an independent risk management function focused on
Senior Internal Audit Manager
  • Job type: Permanent
  • Location: McLean, Virginia
  • Salary: Negotiable
  • Description My client, a top financial service company is looking to add a Senior Audit Manager to their growing audit team. The audit services team is an independent risk management function focused on providing
Internal Audit Supervisor
  • Job type: Permanent
  • Location: Washington, District of Columbia
  • Salary: US$120000 - US$150000 per annum
  • Description My client, a leading financial services firm is looking to add talented Internal Auditors to their expanding Audit Services group. The ideal candidate will assume ownership for the assessment and
Cybersecurity Senior IT Audit Manager
  • Job type: Permanent
  • Location: Boston, Massachusetts
  • Salary: US$90000 - US$150000 per year
  • Description Title: Cyber Security IT Audit Senior Manager Company Overview: Global leading Asset Management firm based in Boston is seeking a talented Cyber Security IT Audit Senior Manager
Audit Director
  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: Competitive
  • Description Responsibilities Assume responsibility for the continued development and execution of an enhanced Audit program covering the firm's Capital Markets business areasDevelopment of audit scope, plan