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Trade Service Operations Compliance Associate

  • Job type: Permanent
  • Location: Tempe, Arizona
  • Salary: Competitive
  • Job reference: 230391/001_1541102436
  • Sector: Selby Jennings, Compliance
  • Date posted: 01/11/2018

Job Summary

My client is one of the leading Japanese / financial services company and they are looking for a Trade Service Operations (TSO) Compliance Associate to join their Tempe, AZ location. The TSO Compliance Associate acts as the front-line of defense in monitoring daily BSA/AML and OFAC issues for Trade Service Operations. The position requires a strong understanding of all international Trade Finance products and documentation including, Import, Export, and Standby Letters of Credit, and International Collections.

The successful candidate must be able to independently review Trade documentation to identify compliance issues and questionable activity; monitor and decision transactions routed as potential OFAC hits and regulatory violations; have a good understanding of all regulatory requirements relating to Trade Finance products, including BSA/AML, OFAC, and Antiboycott; must be very detail orientated and a highly self-motivated individual.

Major Responsibilities

Ensure compliance to various government regulations relating to Trade Service Operations transactions. Monitor regulatory compliance of policies and procedures, and conduct internal reviews to ensure compliance. Assist with structuring and implementing efficient and effective compliance programs under the supervision of the TSO Compliance Manager. Develop, recommend, and implement effective compliance strategies, policies, and procedures. Monitor and conduct internal reviews to ensure compliance within the units by ensuring detection of deficiencies or violations of applicable laws and regulations.

Monitor and ensure compliance within the area of responsibility by being able to:

  • Detect deficiencies or violations of applicable laws and regulations;

  • Bring compliance issues to the attention of the TSO Control & Monitoring Manager, and the TSO Operations Manager.

  • Keep up-to-date on changes in federal and state compliance laws and regulations and ensure that line managers are adequately informed.

Additional Information

  • Minimum of four years of related experience in experience in Commercial Trade Finance products, international products, international operations, auditing, or other significantly regulated areas of banking.

  • Thorough working knowledge of Federal Regulations.

  • Well-developed communications skills, analytical skills. Proficiency in Microsoft Office suite applications.

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