Accessibility Links

VP of Compliance and Controls | Leading Investment Manager

  • Job type: Permanent
  • Location: Singapore
  • Salary: S$140000 - S$200000 per annum + competitive
  • Job reference: 242432/001_1528871559
  • Sector: Asset Management, Selby Jennings
  • Date posted: 13/06/2018

Our client is a leading Investment Management Firm with a strong regional presence, and is seeking an experienced and ambitious Vice President of Compliance and Controls to join their ranks.

The ideal candidate will have proven experience within Buyside Compliance, and will take on a regional/global remit. This is a Team Lead role, and is based in Singapore.

Responsibilities

  • Implementation of controls and processes (front to back) to ensure that the firm remains compliant with the relevant regulatory requirements and investment guidelines.

  • Monitor changes in compliance regulations across multiple jurisdictions/geographies, and assess the impact on current systems, controls and processes when regulatory reporting requirements are introduced or updated

  • Develop, implement, and manage an efficient and sustainable procedure for regulatory filings

  • Initiate, drive and coordinate change management activities to ensure compliance with any new regulatory requirements, guidelines, and restrictions

  • Maintain good working knowledge of local, regional, and international regulations and industry best practices


Requirements

  • 10+ years of experience in regulatory compliance, or compliance operational fields

  • Good working knowledge of products across multiple asset classes

This is a great new opportunity to lead the Compliance function in a supportive environment, with one of the market leaders in the Fund Management industry.

Compliance professionals looking for their next challenge or step up, with good Buyside backgrounds in reputable institutions, apply now via the link below.

EA License No. 16S8194

Similar jobs
Director of Business Development - Credit
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description My client is a specialist alternative asset manager with over $5B in AUM that is focused on all aspects of credit and structured credit within the European markets
Vice President of Marketing
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description My client, a top asset manager with almost $500B in AUM, is seeking a Vice President of Marketing to add to their team within the wealth management vertical. This is a nimble group that oversees a
Internal Wholesaler
  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Description A top global asset manager with $60B AUM is seeking an Internal Wholesaler to join their growing sales team. This professional will provide services to financial advisors throughout the country
Head of Business Development Manager
  • Job type: Permanent
  • Location: City of London, London
  • Salary: £55000 - £90000 per annum
  • Description A global, multi-billion dollar private equity firm is currently seeking to hire a Head of Business Development Manager in the heart of London. Your role would be to manage and grow the inside sales
Head of External Business Development Managers
  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Description Head of External Sales Team A global, multi-billion dollar private equity firm is currently seeking to hire a Head of Business Development Manager in the heart of London