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VP of Compliance and Controls | Leading Investment Manager

  • Job type: Permanent
  • Location: Singapore
  • Salary: S$140000 - S$200000 per annum + competitive
  • Job reference: 242432/001_1528871559
  • Sector: Asset Management, Selby Jennings
  • Date posted: 13/06/2018

Our client is a leading Investment Management Firm with a strong regional presence, and is seeking an experienced and ambitious Vice President of Compliance and Controls to join their ranks.

The ideal candidate will have proven experience within Buyside Compliance, and will take on a regional/global remit. This is a Team Lead role, and is based in Singapore.

Responsibilities

  • Implementation of controls and processes (front to back) to ensure that the firm remains compliant with the relevant regulatory requirements and investment guidelines.

  • Monitor changes in compliance regulations across multiple jurisdictions/geographies, and assess the impact on current systems, controls and processes when regulatory reporting requirements are introduced or updated

  • Develop, implement, and manage an efficient and sustainable procedure for regulatory filings

  • Initiate, drive and coordinate change management activities to ensure compliance with any new regulatory requirements, guidelines, and restrictions

  • Maintain good working knowledge of local, regional, and international regulations and industry best practices


Requirements

  • 10+ years of experience in regulatory compliance, or compliance operational fields

  • Good working knowledge of products across multiple asset classes

This is a great new opportunity to lead the Compliance function in a supportive environment, with one of the market leaders in the Fund Management industry.

Compliance professionals looking for their next challenge or step up, with good Buyside backgrounds in reputable institutions, apply now via the link below.

EA License No. 16S8194

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